NH Investment & Securities Launches Subscription for KRW 100 Billion ELS Linked to Samsung Electronics and SK Hynix - Capital Neutral with No Dilution for Existing Shareholders


  • NH Investment & Securities filed a supplementary shelf registration on July 6, 2026, to publicly offer N2 Retirement Pension ELS Series 69 and 70, each worth KRW 5 billion, totaling KRW 10 billion, linked to Samsung Electronics and SK Hynix.
  • These are partial principal-protected equity-linked securities not covered by depositor protection, available only through retirement pension accounts DB, DC, and IRP.
  • Series 69 is rated normal risk targeting up to 7.3% annual return, while Series 70 is high risk targeting up to 18.4% annual return but with a maximum 20% principal loss.
  • NH Investment & Securities holds an AA+ credit rating as of March 25, 2026, from Korea Corporate Rating. This issuance does not dilute existing shareholders' equity.
  • The company paid a cash dividend of 1,300 won per common share for fiscal year 2025, increasing shareholder returns compared to the prior year.
  • Proceeds will be used for hedging and investment in high-grade debt securities to ensure stable repayment.
  • [AI Summary]This ELS issuance by NH Investment & Securities is a debt financing without equity dilution, offering tailored products for retirement pension investors. Given the AA+ credit rating and solid financial structure, credit risk is low; however, investors should consider potential principal loss due to underlying stock volatility and knock-in conditions. The company's increased dividend payout in 2025 reflects positive shareholder return policy.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 28,950 KRW
  • Market Cap: 10,316.2 B KRW