Hanwha Investment & Securities Files Shelf Registration for Two ELB Issues Totaling KRW 10 Billion, Credit Risk Remains Despite Principal Protection Structure


  • Hanwha Investment & Securities filed a supplementary shelf registration on July 3, 2026 for two Equity-Linked Bonds ELB series 154 and 155, which became effective.
  • Each series is KRW 5 billion totaling KRW 10 billion, linked to Micron Technology and SK Hynix common stock, and will not be listed on an exchange.
  • Series 154 matures on October 14, 2026, with a knock-out structure and principal protection, but early redemption may incur losses.
  • Series 155 matures on July 19, 2029, with an autocall structure and monthly coupon conditions, also principal protected at maturity.
  • The issuer has a credit rating of AA-, and the bonds are unsecured and not covered by the depositor protection act.
  • [AI Summary]This shelf registration involves small-scale principal-guaranteed ELBs with no dilution for existing shareholders. However, as unsecured bonds, the issuer's credit risk and illiquidity due to non-listing are key risk factors for investors.

KOSPI Filing Information


  • Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,720 KRW
  • Market Cap: 1,012.7 B KRW