NH Investment & Securities Issues Additional 100 Billion KRW Retirement Pension ELS, Proceeds Used for Hedging with No Dilution to Existing Shareholders


  • NH Investment & Securities is publicly offering two series of Equity-Linked Securities for retirement pension accounts, series 58 and 59, each worth 50 billion KRW totaling 100 billion KRW.
  • This issuance utilizes the remaining shelf registration limit and does not involve new equity issuance, thus causing no dilution to existing shareholders.
  • The proceeds will be fully used for hedging transactions to secure stable repayment, including investments in high-grade debt securities and derivatives related to underlying assets.
  • Series 58 is linked to Samsung Electronics and SK Hynix with a maximum principal loss of -1%, while series 59 is linked to the KOSPI200 index with a maximum principal loss of -20%.
  • NH Investment & Securities holds a credit rating of AA+ from Korea Ratings, but these securities are not covered by the Depositor Protection Act and are unlisted, posing liquidity risk.
  • The issuer warns that the underlying assets are near their 20-year highs within the last six months, increasing the risk of loss if market corrections occur.
  • [AI Summary]NH Investment & Securities issues an additional 100 billion KRW in retirement pension ELS, a debt-like funding that does not dilute existing shareholders. The proceeds are used for hedging. Despite the issuer's AA+ credit rating, investors should note the potential for principal loss and limited liquidity inherent in ELS products.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 31,750 KRW
  • Market Cap: 11,313.9 B KRW