DB Securities Issues KRW 10B DLB with Effectively Fixed 3.15% Yield; Neutral Impact on Shareholder Value


  • DB Securities issues the 135th series Derivative-Linked Bond (DLB) worth KRW 10 billion. Risk grade 5 (low risk), 6-month maturity (Dec 4, 2026), with principal protection structure.
  • The underlying asset is the 3-month Korean Treasury Bond rate. At maturity, if the rate is >=10%, the return is 3.16% p.a.; otherwise 3.15% p.a. (pre-tax). Historical max is 5.413% over 20 years, making 10% highly unlikely; thus effective yield is around 3.15% p.a.
  • Proceeds will be used for hedging and financial investments. Issuance cost is only KRW 500,000. DB Securities has an A+ (stable) credit rating. The bonds are unsecured and not guaranteed by deposit insurance.
  • The bonds are not listed on an exchange, so liquidity is limited. Early redemption may incur principal loss. Investors should note the issuer's credit risk.
  • [AI Comprehensive Analysis]This DLB issuance is a routine funding activity for DB Securities, raising a small amount without equity dilution for hedging purposes. The impact on shareholder value is neutral.

KOSPI Filing Information


  • Filing: Prospectus (Shelf Registration)
  • Company: DB Securities (016610)
  • Submission: DB Securities Co.,Ltd
  • Receipt: 05-28-2026