KIWOOM Securities Files for 19.82B KRW ELS Issuance… No Dilution for Shareholders, but Investors Face Principal Loss Risk


  • KIWOOM Securities will publicly offer a total of 19.82 billion won in ELS (Equity-Linked Securities, non-principal-protected, high risk) through the 4018th and 4019th series, with subscription starting June 11, 2026.
  • Underlying assets are the NIKKEI225, S&P500, and EuroStoxx50 indices, with a 3-year maturity (June 13, 2029). Automatic early redemption occurs if all indices are at least 70% of initial strike, offering up to 6.00% p.a. (Series 4018) or 6.30% p.a. (Series 4019).
  • At maturity, if any index falls below 60% of its initial level, investors incur principal losses up to 100% (including total loss scenarios). Early redemption may also result in principal loss.
  • Proceeds will be used for hedging underlying assets and investing in financial products. These securities are unlisted and not protected by the Deposit Insurance Act.
  • KIWOOM maintains a strong credit rating of AA (from KIS, NICE, Korea Ratings as of March 2026), but issuer credit risk exists.
  • [AI Comprehensive Analysis]This disclosure concerns a routine ELS offering by a securities firm, which does not dilute existing shareholders or affect dividends, making the impact on shareholder value neutral. However, investors should be aware that ELS are high-risk structured products with potential total loss of principal.

KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: KIWOOM Securities (039490)
  • Submission: KIWOOM Securities Co.,Ltd.
  • Receipt: 05-28-2026