KIWOOM Securities Issuance of 11 ELS Series Worth 75.1B KRW... Non-Principal Protected, High-Risk Products; Caution Advised Due to High Volatility of Underlying Assets


  • KIWOOM Securities filed a supplementary shelf registration statement on May 28, 2026 for 11 issues of non-principal protected Equity-Linked Securities (ELS) totaling KRW 75.13 billion (Series 1893-1903).
  • Each issue is linked to individual stocks (Tesla, Palantir, Broadcom, Micron, SK Hynix, Samsung Electronics) or indices (KOSPI200, S&P500), classified as Level 1 (very high risk) with potential for 100% principal loss.
  • Most products have a 3-year maturity with automatic early redemption conditions (Knock-In barriers ranging from 15% to 35%); activation of Knock-In leads to principal loss.
  • Two issues (Series 1902, 1903) are denominated in USD, adding exchange rate risk, and Series 1903 features monthly coupon payments (14.04% p.a.).
  • The issuer is KIWOOM Securities (credit rating AA), and the proceeds will be used for hedging underlying assets and investing in financial products.
  • This filing represents routine ELS issuance and has no direct positive or negative impact on KIWOOM Securities' existing shareholder value.
  • [AI Comprehensive Analysis]This ELS issuance is part of the securities firm's normal business operations, unrelated to capital raising or equity dilution, thus neutral for the stock price. However, as high-difficulty financial investment products, investors should be fully aware of the possibility of principal loss and liquidity risks.

KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: KIWOOM Securities (039490)
  • Submission: KIWOOM Securities Co.,Ltd.
  • Receipt: 05-28-2026