Hanwha Investment & Securities Files Supplementary Shelf Registration for 29.7 Billion Won in New Equity-Linked Securities Under Existing 5 Trillion Won Program


  • This supplementary filing adds three new equity-linked securities series 8362, 8363, and 8364 to the existing shelf registration of up to 5 trillion won effective from November 2025, with a total offering amount of 29.7 billion won.
  • The proceeds will be used for underlying asset hedging transactions and financial product investments, which is standard capital deployment for a securities firm.
  • The ELS are high-risk principal non-guaranteed instruments linked to KOSPI200, S&P500, and EuroStoxx50 indices, with maturity in August 2029.
  • Hanwha Investment & Securities holds a credit rating of AA- from NICE as of June 2026, reflecting stable credit quality, and reported net profit of 28.3 billion won on a separate basis and equity of 2.04 trillion won as of Q1 2026.
  • The external auditor EY Hanwool confirmed that the company's internal control over financial reporting was effectively designed and operated for fiscal year 2025.
  • [AI Summary]This filing is a routine supplementary shelf registration for new ELS issuance, reflecting normal funding and hedging activities of a securities firm. There is no direct dilution or capital impact on existing shareholders, and the company maintains sound creditworthiness and financial health.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,270 KRW
  • Market Cap: 916.1 B KRW