NH Investment & Securities Files Shelf Registration Addendum for 3 Billion KRW Retirement Pension ELS Series 77


  • On July 20, 2026, NH Investment & Securities filed a shelf registration addendum with the Financial Services Commission for the additional issuance of Retirement Pension ELS Series 77. This is a routine addition under its 10 trillion KRW shelf registration program that became effective on December 16, 2025.
  • The N2 Retirement Pension ELS Series 77 is a step-down principal-protected type linked to Samsung Electronics common stock and SK Hynix common stock. It targets a maximum annual return of 20% but is classified as a high-complexity financial product with potential principal loss of up to 40% in adverse market conditions. The total offering amount is 3 billion KRW, with subscription limited to retirement pension accounts from July 21 to 30.
  • The issuer NH Investment & Securities holds an AA+ credit rating with a solid financial base, recording a net profit of 908.3 billion KRW and total equity of 8.6129 trillion KRW. This ELS issuance is debt-like with no equity dilution for existing shareholders.
  • [AI Summary]This ELS add-on filing is a minor issuance under NH Investment & Securities' shelf program, with limited direct impact on shareholder value due to its 3 billion KRW size. However, as a high-complexity product, sales risk and market-linked loss potential exist. The issuer's strong AA+ credit rating mitigates default risk. Investors must fully understand the possibility of principal loss before investing.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 369,206,105
  • Price: 31,000 KRW
  • Market Cap: 11,445.4 B KRW