Hanwha Investment & Securities, DLB 569 Issuance Report: Subscription Shortfall Raises Only 3.3 Billion Won, Proceeds for Hedging


  • According to the securities issuance report for Hanwha Smart DLB Series 569 derivative-linked bond issued by Hanwha Investment & Securities, actual subscriptions totaled only 3.33 billion won against the planned 20 billion won, resulting in a subscription rate of 16.65%.
  • The proceeds will be used for hedging transactions linked to the underlying asset, the 3-month treasury rate, and the maturity redemption structure guarantees at least the principal, classifying it as a low-risk product.
  • This issuance raises debt-like funds without equity dilution, having a limited impact on existing shareholder value, and is more about securing operational funds rather than debt repayment.
  • [AI Summary]The issuance of DLB 569 by Hanwha Investment & Securities showed poor subscription results compared to the plan, but the raised amount is only 0.33% of market cap with no dilution, resulting in a neutral impact on shareholder value. The use of proceeds for hedging indicates low growth potential, warranting a conservative assessment.

KOSPI Filing Information


  • Securities Issuance Performance Report
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,645 KRW
  • Market Cap: 996.6 B KRW