Hanwha Investment & Securities Finalizes Issuance of Smart DLB No. 573 Worth 20 Billion Won - 94-Day Maturity with 3.3% Annual Return, Limited Impact on Shareholder Value


  • This prospectus confirms the effectiveness of the shelf registration statement for Hanwha Investment & Securities' Smart DLB No. 573 derivative-linked bond.
  • The issuance totals 20 billion won with a face value of 10,000 won per bond, a maturity of 94 days, and a pre-tax annual return of 3.31% to 3.32%.
  • The underlying asset is the 3-month Treasury bond rate, and the structure is principal-protected with low risk of loss at maturity.
  • The issuer's credit rating is AA- indicating stability, but the bond is unlisted, posing liquidity risk.
  • Proceeds will be used for hedging and investment in financial products, with no dilution to shareholder value.
  • [AI Summary]This DLB issuance by Hanwha Investment & Securities is for short-term funding, with no equity conversion and minimal impact on shareholder value. It offers stable returns with principal protection but carries liquidity and credit risks.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,645 KRW
  • Market Cap: 996.6 B KRW