Samsung Securities Issues Additional KRW 125 Billion in DLS, No Shareholder Dilution as Proceeds Used for Hedging


  • Samsung Securities is publicly offering a total of KRW 125 billion in DLS series 5017, 5018, and 5019 through an additional shelf registration filing.
  • Each security is linked to the 3-month Korean Treasury bond rate as underlying asset, with a principal partial payment structure limiting maximum loss to 1% of principal and classified as Grade 4 ordinary risk.
  • Proceeds will be used for hedging transactions and financial investments, with no equity conversion, thus no dilution of existing shareholder value.
  • The issuer holds an AA+ credit rating from NICE, but the securities are not covered by the Depositor Protection Act and may incur principal losses upon early redemption.
  • [AI Summary]Samsung Securities' KRW 125 billion DLS issuance is a routine capital operation within the existing shelf registration balance with no shareholder dilution. Funds are used for risk management, limiting immediate impact on financial health. The AA+ credit rating ensures low governance risk, but investors should note the unlisted structure and limited liquidity.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 101,900 KRW
  • Market Cap: 9,099.7 B KRW