Hanwha Investment & Securities Files Supplemental Registration for KRW 19.99 Billion Smart DLB No. 572 Derivative-Linked Bond Issuance


  • Hanwha Investment & Securities filed a supplemental registration statement with the Financial Services Commission on July 16, 2026, formalizing the issuance of Hanwha Smart DLB No. 572, a derivative-linked bond.
  • The issuance amounts to KRW 19.99 billion with a maturity date of October 26, 2026, a 94-day term, and the underlying asset is the USD/KRW exchange rate. Each bond is issued at KRW 9,995 with 2,000,000 bonds, and the product will not be listed.
  • Investors are not protected under the Depositor Protection Act, and there is a risk of principal loss depending on the creditworthiness of the issuer, Hanwha Investment & Securities, rated AA-. Early redemption may incur losses as the price is set at 95% or more of the fair value.
  • [AI Summary]Hanwha Investment & Securities issues a small-scale derivative-linked bond under its existing shelf registration. This debt financing does not dilute common equity and has a limited impact on existing shareholder value. With an AA- credit rating from a stable issuer, credit risk is low, but investors should be aware of the unprotected nature of the product.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Other Derivative-Linked Bonds)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,645 KRW
  • Market Cap: 996.6 B KRW