EUGENE INVESTMENT & SECURITIES Files Shelf Registration for 593rd ELS Worth 3 Billion KRW, No Dilution to Shareholders


  • EUGENE INVESTMENT & SECURITIES has filed a shelf registration statement for its 593rd equity-linked securities ELS worth 3 billion KRW, linked to the KOSPI200 index and SK Hynix common stock.
  • The product is classified as very high risk grade 1 non-principal-guaranteed, with a 3-year maturity and automatic early redemption conditions, exposing investors to potential total loss.
  • Funds raised will be used for hedging and financial investment, with no equity dilution or capital change for existing shareholders.
  • The issuance size of 3 billion KRW is only about 0.7% of the company's market cap of approximately 420.9 billion KRW, resulting in minimal financial impact, and no shareholder return policies are included.
  • The credit rating of EUGENE INVESTMENT & SECURITIES is A as of 2013, indicating low credit risk.
  • [AI Summary]This 3 billion KRW ELS issuance by EUGENE INVESTMENT & SECURITIES is a debt-like funding without capital dilution, with funds used defensively for hedging. The small scale relative to market cap makes it neutral for stock price, though investors should note the high-risk nature.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: EUGENE INVESTMENT & SECURITIES (001200)
  • Submission: EUGENE INVESTMENT & SECURITIES CO., LTD

  • Shares: 96,866,418
  • Price: 4,345 KRW
  • Market Cap: 420.9 B KRW