Samsung Securities Issues High-Risk Derivative-Linked Securities, AA+ Credit Rating Unchanged, No Capital Dilution


  • Samsung Securities is issuing high-difficulty derivative-linked securities through a shelf registration statement, with new offerings totaling up to 404 billion KRW.
  • These securities are principal-guaranteed-not, with a maximum loss rate of -100%, and are classified as high-risk products due to complex structures involving underlying asset volatility and correlations.
  • Samsung Securities maintains an AA+ credit rating, but investors face the risk of total loss if the issuer defaults, along with liquidity constraints.
  • Out of the total planned issuance amount of 14 trillion KRW, approximately 1.077 trillion KRW has been issued so far; this issuance is part of normal operations with no shareholder dilution.
  • [AI Summary]Samsung Securities' new derivative-linked securities issuance is a routine business activity with no change in capital structure. While the AA+ credit rating supports stability, the high-risk nature and liquidity limitations require careful investor consideration.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 108,800 KRW
  • Market Cap: 9,715.8 B KRW