NH Investment & Securities Issues KRW 5 Billion ELS Series 72 for Retirement Pension... Limited Principal Loss Structure with AA+ Credit Rating


  • NH Investment & Securities filed a supplementary shelf registration on July 13, 2026 to issue the N2 Retirement Pension ELS Series 72 worth KRW 5 billion.
  • The underlying assets are Samsung Electronics and SK Hynix common stocks. The structure is a 3-year step-down auto-callable ELS with partial principal protection. It targets a 6% annual return but may incur a 1% principal loss if any underlying falls below 50% of its initial price.
  • The issuer holds an AA+ credit rating, with 2025 net income of KRW 908.3 billion and total equity of KRW 8.6 trillion, indicating solid financial health.
  • The product is exclusively sold through retirement pension accounts, and proceeds will be used for hedging.
  • The company maintained a high dividend yield of 6.13% in 2025, reflecting strong shareholder return policy.
  • [AI Summary]This ELS issuance is small relative to the company's size and has negligible impact on shareholder value. The issuer's AA+ rating and strong financials mitigate credit risk, but the high volatility of underlying assets (Samsung 66.79%, SK Hynix 77.35%) requires investor caution.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 29,250 KRW
  • Market Cap: 10,423.1 B KRW