Hanwha Investment & Securities Files Additional Shelf Registration for 15 Billion Won ELBs with No Dilution Impact and AA- Credit Rating


  • Hanwha Investment & Securities has filed a supplementary shelf registration to issue three new series of equity-linked bonds ELBs 156 through 158 under its existing shelf registration statement.
  • The total offering amount is 15 billion KRW with 5 billion KRW per series, linked to underlying assets of Micron Technology, SK Hynix common stock, and Tesla common stock.
  • All ELBs are principal-protected products that guarantee 100% of principal at maturity even if the underlying asset declines, and since they are non-convertible bonds, no dilution to existing shareholders occurs.
  • The proceeds will be used for hedging transactions including underlying asset trading and derivatives to ensure stable repayment under the bond terms.
  • The issuer holds a credit rating of AA- from NICE, and its fiscal year 2025 audit report received an unqualified opinion, confirming financial soundness.
  • [AI Summary]This ELB issuance is a debt financing without impact on existing shareholder value, but the use of proceeds for hedging limits profit generation. The AA- credit rating and clean audit provide credibility, yet investors face credit risk and opportunity cost from underlying asset price movements.

KOSPI Filing Information


  • Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,370 KRW
  • Market Cap: 937.6 B KRW