Hanwha Investment & Securities Files Additional Registration for DLB Issue No. 568, Raising 19.9 Billion Won with Low-Risk Principal Protection


  • Hanwha Investment & Securities filed an additional shelf registration document on July 10 2026 for the issuance of Hanwha Smart DLB No. 568.
  • Total offering amount is 19.99 billion won with maturity on October 19 2026 and the underlying asset is the USD/KRW benchmark rate.
  • The product is principal protected: if the underlying is above 2000 won at maturity it pays 3.13% annualized otherwise 3.12%.
  • Proceeds will be used for hedging transactions in underlying assets and derivatives to ensure stable repayment.
  • The company's credit rating is AA- and as of end-March 2026 it had total assets of 18 trillion won equity of 2 trillion won and net income of 28.3 billion won in Q1 2026.
  • However provisions for litigation related to CERCG ABCP increased from 44.7 billion won at year-end 2025 to 115.1 billion won due to a partial reversal in the Supreme Court.
  • [AI Summary]Hanwha Investment & Securities issues a 19.9 billion won low-risk DLB under its shelf program. Proceeds support hedging activities. The company's AA- rating and sound finances mitigate concerns but the rising CERCG ABCP litigation provision warrants attention.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Other Derivative-Linked Bonds)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 4,370 KRW
  • Market Cap: 937.6 B KRW