Samsung Securities Begins Issuance Under 14 Trillion Won Shelf Registration Statement; High-Difficulty Products with Potential Total Loss Included


  • Samsung Securities has filed a shelf registration statement with total planned issuance of 14 trillion KRW, of which approximately 6.716 trillion KRW has been actually issued, leaving a balance of 7.284 trillion KRW.
  • The registration covers highly complex financial products such as Equity-Linked Securities ELS, which can result in up to 100% loss of principal, requiring investor caution.
  • The credit rating is AA+, strong, but early redemption within six months of issuance may incur losses as the repurchase price is only 90% of the evaluation amount.
  • Underlying reference entities such as Samsung Electronics SK Hynix and Hyundai Motor are actively conducting shareholder return policies including share buybacks cancellations and dividends.
  • [AI Summary]This shelf registration provides Samsung Securities with a systematic funding channel but mainly for issuing high-risk products, transferring significant risk to investors. While shareholder returns of underlying companies are positive, the structural risks of ELS products could lead to substantial losses amid market volatility.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 115,600 KRW
  • Market Cap: 10,323.1 B KRW