NH Investment & Securities Issues Two New ELS Tranches Worth KRW 25.1bn Under Existing Shelf Registration High-Risk Principal-Protected Securities Investors Cautioned


  • NH Investment & Securities filed a supplementary shelf registration statement on July 7 2026 to issue two additional Equity-Linked Securities ELS under the existing shelf program.
  • Tranche 24964 is linked to KOSPI200 S&P500 and EuroStoxx50 indices with a total offering of KRW 9.9 billion a 3-year maturity and a principal non-guaranteed Stepdown structure allowing up to 100% principal loss.
  • Tranche 24965 is denominated in US dollars linked to NIKKEI225 S&P500 and EuroStoxx50 indices with an equivalent value of approximately KRW 15.2 billion and the same maturity and loss features.
  • Proceeds will be used for hedging activities to ensure stable redemption and the issuer NH Investment & Securities maintains a strong AA+ credit rating.
  • These securities are unlisted high-difficulty financial investment products with risk of principal loss upon early redemption and are subject to special investor protection rules.
  • [AI Summary]NH Investment & Securities issues additional ELS under its existing shelf program to raise funds for hedging. These principal non-guaranteed high-risk instruments expose investors to underlying asset price movements and issuer credit risk. No direct equity dilution for shareholders but the company derivatives risk exposure increases.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 31,400 KRW
  • Market Cap: 11,189.2 B KRW