NH Investment & Securities Issues Additional KRW 3 Billion ELS Series 71 Linked to Samsung Electronics and SK Hynix High-Risk Product for Retirement Pension Accounts


  • NH Investment & Securities filed an additional shelf registration statement on July 6 2026 for its N2 Retirement Pension ELS Series 71 a principal-guaranteed equity-linked security for retirement pension accounts.
  • The issuance is based on Samsung Electronics common stock and SK Hynix common stock with a total offering amount of KRW 3 billion and an issue price of KRW 100,000 per security with a maximum maturity of 3 years.
  • Classified as a high-difficulty financial investment product with a maximum principal loss of 40% returns are determined by automatic early redemption and maturity conditions.
  • The issuer NH Investment & Securities holds a AA+ credit rating from Korea Investors Service as of March 2026 and reported a net income of KRW 908.3 billion in 2025 on a standalone basis.
  • Provision liabilities have been set for lawsuits related to the Optimus and DLS cases but the company's overall financial soundness remains solid.
  • [AI Summary]The additional ELS issuance by NH Investment & Securities is part of routine market funding activities with negligible dilution effect on shareholder value. The issuance size is extremely small relative to market cap limiting financial impact and the product is exclusively for retirement pension accounts ensuring stable funding. With a AA+ credit rating the issuer is creditworthy and investment risk is primarily attributed to the product structure.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 28,950 KRW
  • Market Cap: 10,316.2 B KRW