NH Investment & Securities Files Supplementary Registration for Equity-Linked Securities, High-Risk Product with Potential 100% Principal Loss
NH Investment & Securities has submitted a supplementary registration statement for the issuance of equity-linked securities. These are high-difficulty financial products that may result in up to 100% principal loss depending on underlying asset price movements.
NH Investment & Securities reported a consolidated net profit of KRW 1,031.5 billion in 2025, with a common stock dividend of KRW 1,300 per share and a share buyback of KRW 48.7 billion. Its separate quarterly net profit as of end-March 2026 stood at KRW 413.6 billion, indicating stable profitability.
These securities are not covered by the Depositor Protection Act and carry issuer credit risk and liquidity risk. Early redemption may incur principal loss, and the securities are unlisted, limiting tradability.
NH Investment & Securities holds an AA+ credit rating. As of end-2025, its maximum credit risk exposure was KRW 77.3 trillion, and market risk capital requirement was KRW 679.1 billion. Provisions for pending lawsuits amounted to KRW 54.6 billion.
[AI Summary]This filing is part of NH Investment & Securities' routine issuance of derivative-linked securities and does not involve any capital changes or dividend policy adjustments. Given the high-risk nature of the product, investors should be highly cautious about potential principal loss. While the issuer's financial soundness is strong, the product itself carries significant risk, warranting a conservative approach.
KOSPI Filing Information
Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)