Shinyoung Securities Files Registration for 20 Billion KRW ELS Issuance, Routine Hedging Activity with Neutral Shareholder Impact


  • Shinyoung Securities has filed a supplementary registration statement to issue 20 billion KRW worth of principal-protected ELS series 12770, linked to the KOSPI200 index, Kia common stock, and Hana Financial Group common stock.
  • The securities are classified as high-difficulty financial investment products with a very high risk rating, featuring a 3-year maturity, automatic early redemption conditions, and a knock-in barrier. Historical simulations show a 97.4% probability of profit and a 2.6% loss probability.
  • The proceeds will be used entirely for hedging purposes to manage redemption risk, with no capital change or share dilution, thus having no direct impact on existing shareholder value.
  • [AI Summary]This disclosure represents a routine ELS issuance by Shinyoung Securities, involving no equity issuance or capital changes, making it neutral for shareholder value. While the issuer's AA- credit rating indicates low credit risk, the product itself is high-risk and non-principal protected, so investors should be aware of potential losses.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Shinyoung Securities (001720)
  • Submission: Shinyoung Securities Co., Ltd.

  • Shares: 16,440,000
  • Price: 159,300 KRW
  • Market Cap: 2,618.9 B KRW