KIWOOM Securities Files Supplemental Shelf Registration for 9.9 Billion KRW ELS Series 4096 Continuous Issuance Under 10 Trillion KRW Program


  • KIWOOM Securities filed a supplemental shelf registration statement to publicly offer 9.92 billion KRW of the 4096th series equity-linked securities under its effective shelf registration valid from January 1 to December 31, 2026.
  • These high-risk non-principal protected ELS are linked to KOSPI200 S&P500 and EuroStoxx50 indices with a 3-year maturity early redemption features and potential total loss of principal.
  • The issuer maintains an AA credit rating from all three major Korean rating agencies and the proceeds will be used for hedging the underlying assets and investing in financial instruments.
  • [AI Summary]This offering is a routine follow-up under the existing shelf program with an immaterial size relative to market cap resulting in no dilution. The issuance of ELS is a standard business activity with limited impact on capital adequacy.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: KIWOOM Securities (039490)
  • Submission: KIWOOM Securities Co.,Ltd.

  • Shares: 26,228,316
  • Price: 343,000 KRW
  • Market Cap: 8,996.3 B KRW