Samsung Securities Files Additional Shelf Registration for 99 Billion Won ELS, Diversified Underlying Assets and Hedging Purpose, Limited Impact on Shareholder Value


  • Samsung Securities filed an additional shelf registration document for its 31196th equity-linked securities with the Financial Services Commission on July 1, 2026.
  • The issuance totals 9.9 billion won with a 3-year maturity, non-principal-protected structure, and maximum potential loss of 100%.
  • Underlying assets are KOSPI200, EUROSTOXX50, and S&P500 indices, offering five early redemption opportunities.
  • Proceeds will be used for hedging activities including underlying asset trades and over-the-counter derivatives.
  • The issuer maintains an AA+ credit rating from NICE Ratings, reflecting strong creditworthiness.
  • [AI Summary]This issuance is a product sale rather than capital increase, thus no dilution for existing shareholders. The size is negligible relative to equity capital, and credit risk is low, limiting financial impact.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 108,500 KRW
  • Market Cap: 9,689 B KRW