Kiwoom Securities Issues ELS with Partial Subscription of 5.44% Using Proceeds for Hedging, Minimal Impact on Shareholder Value


  • Kiwoom Securities issued the 4053rd series of Equity-Linked Securities ELS with a planned face value of 9.92 billion KRW but only 539.6 million KRW was raised corresponding to 5.44% of the target due to insufficient subscription; the shortfall was treated as unpaid and the offering closed with partial payment.
  • The proceeds from the issuance will be used for hedging derivative positions to ensure stable payment of redemption amounts under the ELS terms, reflecting routine operational risk management.
  • No changes to outstanding shares or shareholder equity occurred; therefore no dilution or share cancellation impact exists.
  • The issuance is a standard regulatory filing for a non-listed structured product with no governance or counterparty concerns as Kiwoom Securities is a major listed securities firm.
  • Financial soundness indicators such as BIS ratio or NPL were not disclosed in this report.
  • [AI Summary]Kiwoom Securities raised only 5.44% of planned ELS funding, a negligible amount relative to its market cap of 8.24 trillion KRW, for hedging purposes; no shareholder value impact from dilution or capital allocation.

KOSPI Filing Information


  • Securities Issuance Performance Report
  • Company: KIWOOM Securities (039490)
  • Submission: KIWOOM Securities Co.,Ltd.

  • Shares: 26,228,316
  • Price: 314,000 KRW
  • Market Cap: 8,235.7 B KRW