Hanwha Investment & Securities Issues Three ELB Tranches Worth 39.78 Billion KRW, Capital Preserving Low-Risk Products with Funds Used for Hedging


  • Hanwha Investment & Securities issues three series of equity-linked bonds: Smart ELB 1140, 1141, and 1142, totaling 39.78 billion KRW.
  • Each tranche is linked to SK Hynix common stock or the KOSPI200 index, offering principal protection at maturity or early redemption, but these products are not covered by depositor insurance.
  • The proceeds will be used for hedging underlying assets and derivatives, as well as investments in financial products, without any dilution to existing shareholders since no new equity is issued.
  • Hanwha Investment & Securities maintains an AA- credit rating and the bonds are unsecured, with repayment dependent on the issuer's ability to pay.
  • [AI Summary]Hanwha Investment & Securities's ELB issuance is a debt-based funding with no direct dilution for existing shareholders, but the use of proceeds for hedging suggests limited growth potential. The issuer's AA- rating and listed status provide stability, yet risks include liquidity constraints due to unlisted status and conflict of interest as the issuer also acts as calculation agent.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 5,010 KRW
  • Market Cap: 1,074.9 B KRW