NH Investment & Securities Raises 81.49 Billion KRW via ELS for Hedging, No Shareholder Dilution


  • NH Investment & Securities raised 81.49 billion KRW through the issuance of its 24853th Equity-Linked Securities ELS. This accounts for 90.54% of the initially planned 90 billion KRW, with 100,000 units allocated at an issue price of 81,490 KRW each.
  • The proceeds will be used for hedging transactions involving derivatives and stocks related to the underlying assets, ensuring stable fulfillment of repayment obligations. As these are derivative-linked securities without equity conversion, no dilution of existing shareholders occurs.
  • Subscription results showed 57 subscriptions totaling 81.49 billion KRW. The product features automatic early redemption conditions set at 80% to 70% of the initial reference price for each underlying asset. At maturity, a maximum return of 130% is possible, but principal loss may occur if any underlying asset falls below 45% of its initial price.
  • [AI Summary]NH Investment & Securities' ELS issuance is a hedging-related fundraise with no shareholder dilution. Investor returns depend on the creditworthiness of NH Investment & Securities and market volatility of underlying assets. This is not a capital expansion but a funding source for derivative operations.

KOSPI Filing Information


  • Securities Issuance Performance Report
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 28,750 KRW
  • Market Cap: 10,244.9 B KRW