Samsung Securities Issues ELS Worth 115 Billion KRW, Routine Business Funding with Minimal Impact on Shareholder Value


  • Samsung Securities raised a total of 115 billion KRW by issuing five ELS products linked to underlying assets including KOSPI200, HSCEI, and NKY225.
  • All ELS are non-principal-guaranteed high-difficulty financial investment products with a maximum loss rate of 100% and not covered by depositor protection.
  • Samsung Securities holds an AA+ credit rating, but the disclosure specifies a delay interest rate of 6% per annum in case of issuer default.
  • This capital raising is debt-like with no change in outstanding shares, thus no dilution of existing shareholder value.
  • [AI Summary]This ELS issuance is primarily for operational funding rather than capital expansion, limiting its impact on the stock price. Given the AA+ credit rating, default risk is low, but the high-risk structure of ELS products involves significant investor risk. The debt-like nature with no equity dilution makes the impact on shareholder value neutral.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 108,000 KRW
  • Market Cap: 9,644.4 B KRW