NH Investment & Securities Issues KRW 74 Billion Equity-Linked Bonds... No Shareholder Dilution as Proceeds Used for Hedging


  • NH Investment & Securities is raising a total of KRW 74 billion through its Equity-Linked Bonds Series 2828 and 2829.
  • Series 2828 amounts to KRW 4 billion with a 181-day maturity, while Series 2829 amounts to KRW 7 billion with a 364-day maturity.
  • The underlying assets are Samsung Electronics common stock and Korea Electric Power common stock, with a low-risk rating of Grade 5.
  • All proceeds will be used for hedging transactions to ensure stable repayment under the issuance terms, serving a defensive purpose to maintain financial soundness.
  • These bonds are unlisted and offer a 2.750% annual return for early redemption, or 3.750% under special early termination events.
  • The issuer holds an AA+ credit rating from Korea Ratings, but the bonds are not protected by the Depositor Protection Act, posing principal loss risk in case of issuer default.
  • As debt instruments, the issuance does not affect the existing share count, resulting in no dilution risk for current shareholders.
  • [AI Summary]NH Investment & Securities' KRW 74 billion ELB issuance is a debt financing with no dilution for existing shareholders. Proceeds are used for hedging, offering limited growth but benefiting from the issuer's AA+ credit rating and low risk classification. However, the unlisted nature and restricted early redemption returns require investors to hold until maturity.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 28,750 KRW
  • Market Cap: 10,244.9 B KRW