NH Investment & Securities Issues 74 Billion Won in Equity-Linked Bonds with Principal Protection and AA+ Credit Rating


  • NH Investment & Securities issued a total of 74 billion won in Equity-Linked Bonds ELB series 2828 and 2829 under its shelf registration, representing routine funding activity within the existing issuance period.
  • The bonds are linked to common stocks of Samsung Electronics and Korea Electric Power Corp, featuring a principal-protected digital option structure that guarantees a minimum annual return of 3.750% at maturity, capping downside risk for investors.
  • The issuer maintains an AA+ credit rating from Korea Investors Service, and the proceeds will be used entirely for hedging and investment in high-grade debt securities, reinforcing confidence in the issuer's payment ability.
  • No share buyback or cancellation is included, but the AA+ rating indicates sound financial health with no deterioration in capital adequacy.
  • [AI Summary]This ELB issuance by NH Investment & Securities is a routine debt funding that does not dilute equity or enhance shareholder value, but offers investors a principal-protected product backed by a strong credit profile. Key risks include limited liquidity due to unlisted status and potential conflicts of interest as the issuer also acts as calculation agent.

KOSPI Filing Information


  • Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 28,750 KRW
  • Market Cap: 10,244.9 B KRW