Hanwha Investment & Securities to Issue Three Smart ELB Totaling KRW 39.78 Billion - Capital Raised for Hedging Purposes, No Equity Dilution


  • Hanwha Investment & Securities will offer three series of Smart ELB, Series 1140 linked to SK Hynix common stock and Series 1141 and 1142 linked to KOSPI200 index, with a total offering amount of KRW 39.78 billion. The subscription date is July 6, 2026. These bonds are principal-protected structures classified as low risk.
  • Proceeds from the issuance will be used for hedging activities, including trading in underlying assets and derivatives, to ensure stable repayment of the bonds. This is a standard operational practice for structured products and does not affect existing shareholders.
  • The issuer's credit rating is AA- by NICE, indicating strong creditworthiness. The issuance size is only 3.7% of market capitalization, limiting financial burden. However, investors should note that these bonds are not deposit-protected and are unlisted, restricting liquidity.
  • [AI Summary]Hanwha Investment & Securities issues KRW 39.78 billion in ELBs for hedging, a neutral capital activity with no dilutive impact on shareholders. The AA- credit rating and low issuance relative to market cap support stability, but investors face risks from lack of deposit insurance and limited liquidity.

KOSPI Filing Information


  • Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 5,010 KRW
  • Market Cap: 1,074.9 B KRW