NH Investment & Securities Issues 10 Billion KRW ELS for Hedging, Neutral Impact on Shareholders


  • NH Investment & Securities is publicly offering two tranches of Equity-Linked Securities ELS series 63 and 64 totaling 10 billion KRW, with underlying assets of Samsung Electronics and SK Hynix common stocks.
  • The proceeds from the issuance will be used for hedging activities to secure stable repayment, including purchases of high-quality debt securities, deposits, and derivative trading related to the underlying assets.
  • These securities are principal-protected partial type not covered by the Depositor Protection Act, and investors may lose principal if autocall or maturity conditions are not met.
  • NH Investment & Securities maintains a credit rating of AA+ from Korea Corporate Rating, but the securities are unsecured and unguaranteed, exposing investors to issuer credit risk.
  • This issuance does not involve any share buyback or cancellation and results in no dilution for existing shareholders.
  • [AI Summary]The 10 billion KRW ELS issuance by NH Investment & Securities is a routine derivative offering with no capital dilution, the funds are used for hedging which is neutral to shareholder value, the issuer's AA+ credit rating indicates low credit risk, but investors should be aware of potential principal loss.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 31,450 KRW
  • Market Cap: 11,207 B KRW