Hanwha Investment & Securities DLB Issuance: Only 600 Million Won Raised of 20 Billion Won Planned, No Shareholder Dilution


  • Hanwha Investment & Securities planned to raise 20 billion KRW through the issuance of Hanwha Smart DLB Series 558 derivative-linked bonds, but only 600 million KRW or 3% of the target was subscribed by a single investor.
  • This low-risk bond is linked to the 3-month Korean Treasury bond rate, with a 3-month maturity and a pre-tax yield of approximately 3.22% per annum.
  • The raised funds will be used for hedging to manage the risk of early and final redemption payments, which is a routine treasury operation.
  • Since this debt instrument carries no conversion rights, there is no dilution to existing shareholders. The issuance size relative to market capitalization is only 0.05%, making the impact on shareholder value negligible.
  • [AI Summary]The DLB issuance by Hanwha Investment & Securities is a small-scale debt offering with no shareholder dilution and funds used for hedging, making it a neutral event. The low subscription rate of 3% may indicate weak demand, but as a non-listed non-convertible bond, its impact on the stock market is minimal.

KOSPI Filing Information


  • Securities Issuance Performance Report
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 5,720 KRW
  • Market Cap: 1,227.2 B KRW