Shinyoung Securities Issues 115.3 Billion KRW in Three ELS Tranches for Hedging No Dilution for Shareholders


  • Shinyoung Securities filed a supplemental shelf registration to publicly offer three equity-linked securities issues under the Plan Up brand: series 12762, 12763, and 12764, totaling 115.3 billion KRW.
  • The proceeds will be used for hedging transactions to ensure stable payment of the securities under the terms of issuance.
  • This ELS issuance does not involve any change in outstanding shares, so there is no dilution of existing shareholder value. The issuer's credit rating is AA-, but the products are high-risk non-principal protected derivatives not covered by deposit insurance, requiring careful investment consideration.
  • The securities are not listed on the Korea Exchange, limiting liquidity before maturity; early redemption may result in principal loss.
  • [AI Summary]Shinyoung Securities' 115.3 billion KRW ELS offering is a neutral capital event with no dilution, funded for hedging, but the high-risk structure and illiquid nature require investor caution.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Shinyoung Securities (001720)
  • Submission: Shinyoung Securities Co., Ltd.

  • Shares: 16,440,000
  • Price: 192,500 KRW
  • Market Cap: 3,164.7 B KRW