Samsung Securities issues 9.9 billion won high-risk ELS with potential total loss, no shareholder dilution


  • Samsung Securities has filed a prospectus on June 18, 2026 for the issuance of 9.9 billion won worth of Equity Linked Securities series 31136 linked to KOSPI200, EUROSTOXX50, and S&P500, which are non-principal protected high-difficulty financial products with a maximum loss of 100% of principal.
  • The securities may incur losses exceeding 20% of principal depending on underlying asset prices at maturity or automatic early redemption, are unlisted resulting in limited liquidity, and early redemption may incur principal loss and valuation risk.
  • The issuer Samsung Securities holds an AA+ credit rating from NICE indicating strong financial health, this issuance does not involve equity dilution as it is a derivative security with no changes to shareholder return policies, and the company has a total derivative exposure of approximately 2.43 trillion won.
  • [AI Summary]Samsung Securities' ELS issuance is a small-scale 9.9 billion won offering with limited market impact and no shareholder dilution, but the high-difficulty nature raises investor protection concerns while the issuer's AA+ credit rating is stable yet derivative risk management remains key, and overall the impact on shareholder value is neutral.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 124,600 KRW
  • Market Cap: 11,126.8 B KRW