Samsung Securities Issues 5.3 Trillion Won High-Risk ELS with Principal Loss Potential and Shareholder Return Policies in Focus


  • Samsung Securities has issued approximately 5.28 trillion won in principal-unprotected equity-linked securities linked to major indices like KOSPI200, EUROSTOXX50, S&P500 and individual stocks such as NVIDIA and Tesla, reflecting high volatility and correlation.
  • These are classified as complex financial products with maximum potential principal loss exceeding 20% and total loss possible in case of issuer default. Early redemption does not guarantee principal, requiring investor caution.
  • Samsung Securities maintains an AA+ credit rating but issuer risk remains; delayed settlement incurs 6% annual interest.
  • Separately, Hyundai Motor and HD Hyundai Heavy Industries announced treasury stock acquisitions and cash dividends, strengthening shareholder return policies.
  • [AI Summary]The ELS issuance is part of Samsung Securities' routine operations, with no equity dilution effect, but the high principal loss risk poses investor concern. The AA+ rating provides stability, but volatility expansion could increase loss potential.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.

  • Shares: 89,300,000
  • Price: 122,500 KRW
  • Market Cap: 10,939.3 B KRW