NH Investment Issues KRW 9 Billion ELS, High-Difficulty Product with Up to 100% Principal Loss, Proceeds Used for Hedging


  • NH Investment issued KRW 9,000,000,000 of ELS series 24853 with underlying assets KOSPI200 index and Samsung Electronics common stock.
  • This is a non-principal protected high-difficulty financial product that can result in up to 100% principal loss if underlying assets fall below 45% barrier.
  • The issuer has a credit rating of AA+ but the securities are not covered by deposit insurance and carry the issuer's credit risk.
  • All proceeds will be used for hedging and purchasing high-quality bonds to ensure stable repayment.
  • The securities are not listed, limiting liquidity, and early redemption may incur principal loss.
  • [AI Summary]NH Investment's KRW 9 billion ELS issuance is a hedging-related financial activity with no direct dilution to existing shareholders. However, the high-risk product structure may indirectly affect the issuer's cost if market volatility increases. While the AA+ credit rating is strong, principal loss risk is borne by investors.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 32,700 KRW
  • Market Cap: 11,652.5 B KRW