Yuanta Securities Issues 1 Billion Won ELS Series 5778, Non-Principal Protected High-Risk Product with Equity-Linked Loss Potential


  • Yuanta Securities is publicly offering ELS Series 5778, a derivative-linked security with underlying assets KOSPI200 index and LG Energy Solution common stock, totaling 1 billion won.
  • This ELS is a non-principal protected high-risk product with a knock-in barrier at 40%, and investors may lose up to 100% of principal if underlying asset prices drop sharply.
  • The issuer Yuanta Securities has a credit rating of AA-, considered stable, but this product is not covered by deposit insurance and early redemption may incur principal loss.
  • [AI Summary]Yuanta Securities' ELS issuance is routine funding for hedging purposes without equity dilution, and while the issuer's credit is strong, the product carries very high principal loss risk for investors.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Yuanta Securities Korea (003470)
  • Submission: Yuanta Securities Korea Co., Ltd.

  • Shares: 192,680,102
  • Price: 5,190 KRW
  • Market Cap: 1,000 B KRW