Yuanta Securities Issues 1 Billion Won ELS Series 5778 Linked to KOSPI200 and LG Energy Solution, Very High Risk Product


  • Yuanta Securities is issuing ELS Series 5778 worth 1 billion won, linked to the KOSPI200 Index and LG Energy Solution common stock, with an issue price of 10,000 won per security.
  • This product is a non-principal-protected high-difficulty financial investment product with a risk grade of 1 very high risk, featuring a knock-in barrier at 40% of the initial price and potential loss of up to 100% of principal.
  • The proceeds will be used for hedging transactions and investment in financial instruments to ensure stable payment of redemption amounts. The issuer's credit rating is AA-.
  • Yuanta Securities had outstanding ELS of approximately 14.48 trillion won as of April 2026; this issuance is under its existing batch filing program.
  • [AI Summary]The issuance of ELS does not dilute shareholder equity as it is a derivative liability. However, the complex product poses reputational risk and potential hedging cost increases amid high underlying asset volatility.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Yuanta Securities Korea (003470)
  • Submission: Yuanta Securities Korea Co., Ltd.

  • Shares: 192,680,102
  • Price: 5,190 KRW
  • Market Cap: 1,000 B KRW