NH Investment & Securities Issues 11 Billion KRW in Three N2 Retirement Pension ELS Tranches for Hedging No Shareholder Dilution


  • NH Investment & Securities is offering three tranches of equity-linked securities ELS through a supplementary shelf filing: 60th to 62nd series. The total offering amount is 11 billion KRW 5 billion for the 60th and 3 billion each for the 61st and 62nd with an issue price of 100,000 KRW per security.
  • These are high-difficulty financial products principal-protected partial type available only to retirement pension account holders. The 60th series is linked to KOSPI200 with a 3-year maturity maximum loss rate of 40% and volatility of 52.9%.
  • The 61st and 62nd series are linked to Samsung Electronics/SK Hynix and Samsung Electronics/Hyundai Motor respectively. All securities are unlisted. Proceeds will be used entirely for hedging to ensure stable repayment under the terms with no dilution or conversion risk for existing shareholders.
  • The issuer NH Investment & Securities maintains a stable AA+ credit rating. This filing does not include any shareholder return policies such as treasury stock acquisition or dividends.
  • [AI Summary]This 11 billion KRW ELS issuance by NH Investment & Securities has a limited impact on existing shareholder value. The funds are allocated for hedging rather than growth and the products themselves carry high investment risk as high-difficulty financial instruments. The issuer's AA+ credit rating is strong but the event is neutral from a stock price perspective.

KOSPI Filing Information


  • Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 31,750 KRW
  • Market Cap: 11,313.9 B KRW