NH Investment & Securities ELS Series 52 Issuance Cancelled Due to Insufficient Subscription, No Dilution Impact on Existing Shareholders


  • NH Investment & Securities issued N2 Retirement Pension ELS Series 52 derivative securities with a total offering of 5 billion KRW, but only 1.4 million KRW was subscribed, leading to a full cancellation of the issuance.
  • The subscription rate was merely 0.03%, resulting in zero final allocations, and the company closed the offering without partial payment, treating the shortfall as unpaid.
  • No new shares were issued due to the cancellation, so there is no dilution of existing shareholders' equity.
  • The planned use of proceeds for hedging transactions is now unfunded, which may disrupt related hedging operations.
  • [AI Summary]The cancellation of NH Investment & Securities ELS Series 52 issuance due to insufficient subscription results in no new shares and no dilution for existing shareholders, but the failure to raise 5 billion KRW could affect planned hedging activities. However, given the small size, the overall financial soundness of the company remains intact.

KOSPI Filing Information


  • Securities Issuance Performance Report
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.

  • Shares: 356,344,369
  • Price: 31,200 KRW
  • Market Cap: 11,117.9 B KRW