Kiwoom Securities Issues 9.9 Billion KRW 4053rd Series ELS with No Dilution to Existing Shareholders


  • Kiwoom Securities is issuing 1 million units of the 4053rd series equity-linked securities at 9,920 KRW per unit, totaling 9.92 billion KRW, linked to the Nikkei 225, S&P 500, and Euro Stoxx 50 indices.
  • This non-principal-guaranteed high-risk product has a maximum loss potential of 100% of principal, offering an annual return of 6.80% if early redemption conditions are met during the 3-year maturity.
  • The issuance has no impact on Kiwoom's existing shares or capital, resulting in zero dilution for current shareholders.
  • Kiwoom Securities, rated AA by multiple agencies, plans to use the proceeds for hedging and managing financial investments.
  • The offering may be canceled if total subscriptions fall below 1 billion KRW, and the securities are not covered by depositor protection, unlisted, and have limited liquidity.
  • [AI Summary]This ELS issuance by Kiwoom Securities raises funds without diluting existing shareholders but exposes investors to potential total loss as a high-risk product. The issuer's AA credit rating is stable, but the proceeds are used for hedging rather than growth-oriented investments.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: KIWOOM Securities (039490)
  • Submission: KIWOOM Securities Co.,Ltd.

  • Shares: 26,228,316
  • Price: 357,500 KRW
  • Market Cap: 9,376.6 B KRW