Hanwha Investment Issues 79.8 Billion Won in ELBs for Hedging, No Equity Dilution


  • Hanwha Investment & Securities is issuing three types of equity-linked bonds ELBs totaling 79.78 billion won. Series 1116 is a 3-year autocallable linked to KOSPI200 offering an annual 6.45% return with over 98% historical chance of early redemption.
  • Series 1117 and 1118 are short-term products linked to Samsung Electronics common stock, with 6-month and 1-year maturities offering fixed annual yields of 3.4% and 3.5% respectively. All products guarantee at least 100% of principal at maturity under certain conditions but are not deposit-protected and carry issuer credit risk.
  • Proceeds will be used entirely for hedging underlying assets and derivatives, increasing Hanwha's outstanding ELB balance. Since these are bonds without conversion rights, there is no dilution for existing shareholders.
  • [AI Summary]Hanwha Investment's 79.78 billion won ELB issuance is a routine financing activity for hedging purposes, not a capital restructuring. No equity dilution occurs, and the slight leverage increase is manageable given the AA- credit rating and stable revenue structure. The direct impact on the stock price is limited.

KOSPI Filing Information


  • Prospectus (Shelf Registration)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 5,660 KRW
  • Market Cap: 1,214.3 B KRW