Hanwha Investment & Securities Derivative Bond Issuance Report: Low Subscription Rate and Fund Usage


  • Hanwha Investment & Securities offered its Smart ELB No. 1091 derivative-linked bond but only 8.36% of the planned 5 billion KRW was subscribed, totaling 418 million KRW, which was fully allocated to subscribers.
  • The proceeds will be used for hedging through underlying assets and derivatives operations, a routine risk management activity for a securities firm.
  • The issued bonds are equity-linked products with monthly coupon payments and automatic early redemption conditions based on underlying asset prices, and principal is protected at maturity.
  • [AI Summary]This debt issuance does not dilute shareholder equity, but the extremely low subscription rate reflects poor market demand, which could negatively impact short-term stock price. The use of funds for hedging maintains confidence in the company's risk management capabilities.

KOSPI Filing Information


  • Securities Issuance Performance Report
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.

  • Shares: 214,547,775
  • Price: 5,800 KRW
  • Market Cap: 1,244.4 B KRW