Yuanta Securities to issue 7 types of ELS worth 35 billion won... Routine funding within remaining shelf registration limit, limited impact on shareholder value


  • Yuanta Securities announced on June 2, 2026, a public offering of 7 Equity-Linked Securities (ELS) (Nos. 5765-5771) totaling 35 billion won.
  • This issuance is a routine funding activity within the remaining limit (approx. 1.74 trillion won) of the shelf registration filed in November 2025 (total planned issuance: 2.5 trillion won). Funds will be used for hedging and investment in financial products.
  • Underlying assets include KOSPI200 index, SK Hynix, Samsung Electronics, Hyundai Motor, Micron, NVIDIA, Tesla, etc. These are high-risk, principal-non-guaranteed complex financial instruments.
  • Yuanta Securities has a credit rating of AA- (Korea Ratings, NICE), and the ELS are not protected by the Depositor Protection Act.
  • The issuer acts as calculation agent (potential conflict of interest). Proceeds will be used for hedging.
  • [AI Summary]Yuanta Securities' ELS issuance is a routine funding activity under the existing shelf registration, having no direct positive or negative impact on shareholder value. However, the continuous issuance of high-risk products necessitates market monitoring of the issuer's risk management capabilities.

KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Yuanta Securities Korea (003470)
  • Submission: Yuanta Securities Korea Co., Ltd.
  • Receipt: 06-02-2026