NH Investment & Securities Issues 8 Types of Non-Principal-Protected ELS Worth KRW 42B - Supplementary Filing Submitted, Proceeds for Hedging


  • NH Investment & Securities submitted a supplementary filing for N2 ELS Series 309-316, totaling KRW 42 billion (4 issues of KRW 5B, one each of KRW 10B, 3B, 4B, 5B) on June 1, 2026.
  • These are non-principal-protected products rated risk levels 1~3 (very high to moderately high), not covered by deposit insurance, and classified as high-difficulty financial instruments with potential losses exceeding 20% of principal.
  • Subscription period: June 2~11, 2026 (closing at 4 PM). Individual retail investors require a 2-business-day cooling-off period. Securities are unlisted, and early redemption may incur principal loss.
  • Issuer credit rating: AA+ (Korea Ratings, March 25, 2026). Proceeds will be fully used for hedging transactions.
  • Underlying assets vary per series: KOSPI200, S&P500, EuroStoxx50, individual stocks (Samsung Electronics, SK Hynix, Hyundai Motor, Micron, Palantir), with step-down auto-call structures.
  • [AI Summary]This filing is part of NH Investment & Securities' routine ELS issuance program. The KRW 42B offering is negligible relative to the company's market cap of KRW 10.76 trillion (0.39%), thus having no direct impact on enterprise value. It is assessed as a neutral event for stock outlook and investment risk. However, investors should note the high risk of principal loss inherent in these high-difficulty products.

KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.
  • Receipt: 06-01-2026