NH Investment & Securities Files Batch Supplement for 11 ELS Series Totaling KRW 64B - High-Risk Derivative-Linked Securities with Principal Loss Potential


  • NH Investment & Securities filed a batch supplementary disclosure document on June 1, 2026, for 11 series of equity-linked securities (ELS) (Nos. 24801-24811) totaling KRW 64 billion in offering amount.
  • The ELS are linked to various domestic and international underlying assets including Samsung Electronics, SK Hynix, KOSPI200, S&P500, EuroStoxx50, HSCEI, Tesla, Broadcom, Intel, Micron, and Palantir, utilizing a Stepdown option structure.
  • The issue price is KRW 100,000 per security, with a subscription period from June 2 to June 11, 2026, and payment/allotment on June 12, 2026.
  • These securities are highly complex financial investment products not protected by the Depositor Protection Act, with a maximum potential principal loss of 100%.
  • The proceeds (approximately KRW 64 billion) will be used for hedging transactions (e.g., trading underlying asset futures and options) to ensure stable payment under the terms.
  • NH Investment & Securities has a credit rating of AA+ (Korean Ratings, March 25, 2026), and total issuance expenses amount to approximately KRW 3.3 million.
  • [AI Summary]This ELS issuance is part of NH Investment & Securities' routine business; as high-difficulty financial investment products under the Capital Markets Act, individual general investors are subject to a two-business-day cooling-off period, and investors must be aware of the possibility of total principal loss due to underlying asset price fluctuations.

KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: NH Investment & Securities (005940)
  • Submission: NH Investment & Securities Co., Ltd.
  • Receipt: 06-01-2026