Samsung Securities Issues KRW 45B in Equity-Linked Bonds (ELB) – Principal-Guaranteed Low-Risk Products, Neutral Impact on Shareholder Value


  • Samsung Securities will publicly offer a total of KRW 45 billion in three tranches (KRW 15 billion each, face value KRW 10,000) of Equity-Linked Bonds (ELB) on June 1–2, 2026, with issuance on June 4. The underlying asset is KT common stock; the bonds are unlisted and not covered by depositor protection.
  • These principal-guaranteed bonds (risk grade 5 – low risk) offer a minimum annual return of 2.8%–3.15% (pre-tax) at maturity, with an additional 0.01% if the underlying stock exceeds 300% of the initial price.
  • The issuer, Samsung Securities, has a credit rating of AA+ (NICE, Jan 23, 2026). Proceeds will be used for hedging and investment in financial products.
  • Key investment risks: credit risk of the issuer, potential principal loss upon early redemption (90–95% of fair value), limited liquidity (unlisted), and conflict of interest as the issuer acts as calculation agent.
  • This issuance of debt securities does not dilute existing shareholders, and the issuance size (KRW 45 billion) is only 0.4% of the market cap (~KRW 10.8 trillion), limiting direct impact on shareholder value.
  • [AI Comprehensive Analysis]This ELB issuance is a routine funding and hedging activity for Samsung Securities, with a neutral impact on shareholder value. However, investors should be aware of the product's liquidity risk, potential principal loss upon early redemption, and the issuer's creditworthiness.

KOSPI Filing Information


  • Filing: Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: Samsung Securities (016360)
  • Submission: Samsung Securities Co., Ltd.
  • Receipt: 05-29-2026