Hanwha Investment & Securities issues 20B KRW DLB for short-term funding and hedging


  • Hanwha Investment & Securities is issuing 'Hanwha Smart DLB No. 548', a derivative-linked bond worth KRW 20 billion. The issue price per bond is KRW 10,000, with a total of 2,000,000 bonds offered.
  • This DLB is linked to the 3-month Korean Treasury bond rate. For a 94-day maturity (until September 7, 2026), it offers an annual pre-tax return of 3.12%–3.13%. If the base rate is 8% or below, the rate is 3.13%; if above, 3.12%.
  • The proceeds will be used for hedging transactions in underlying assets and derivatives to ensure stable repayment. This is a routine funding activity for a securities firm and does not directly affect shareholder value.
  • The bonds are unlisted; early redemption is possible at 95% of fair value (90% within first 6 months), but principal loss may occur. Additionally, repayment depends on the issuer's credit rating (AA- by NICE), and principal is not guaranteed.
  • [AI Comprehensive Analysis]This DLB issuance is a standard funding and hedging activity by Hanwha Investment & Securities, with no equity dilution or capital structure change, thus neutral for the stock. However, investors should note the principal risk inherent in derivative-linked securities.

KOSPI Filing Information


  • Filing: Prospectus (Shelf Registration)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.
  • Receipt: 05-29-2026