Hanwha Investment & Securities Issues KRW 9.9 Billion ELS… Routine Funding, Limited Impact on Shareholder Value


  • Hanwha Investment & Securities is publicly issuing 'Hanwha Smart ELS No. 8309' worth KRW 9.9 billion (9,900,000,000) with a subscription date of June 12, 2026. This is an additional issuance under the existing shelf registration (limit of KRW 5 trillion) and is very small relative to the company's market cap of approximately KRW 1.36 trillion.
  • The underlying assets are the S&P500, Nikkei225, and EuroStoxx50 indices. It is a 3-year maturity (June 13, 2029) non-principal-protected auto-callable ELS. The issue price is KRW 9,900 per security (face value KRW 10,000), with a minimum subscription of KRW 1 million.
  • The proceeds will be used for hedging transactions in underlying assets and derivatives to ensure stable repayment under the terms. This is part of the securities firm's normal business operations.
  • This ELS is classified as a high-difficulty financial investment product, with potential total loss of principal due to underlying asset price movements. It is not protected by the Depositor Protection Act.
  • [AI Comprehensive Analysis]This disclosure concerns a routine ELS issuance by a securities firm. The funding amount is insignificant compared to the company's total value, thus having no direct impact on stock price or shareholder value. It is evaluated as a neutral event.

KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.
  • Receipt: 05-28-2026